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David Oliver Dillow

PNC Capital Markets LLC

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About David Oliver Dillow

David Dillow is a financial professional with over 10 years of experience in the industry. David is currently registered with PNC Capital Markets LLC, a leading financial services firm, and is a licensed Series 7, 24, 63 and SIE representative. David has a proven track record of success in providing investment advice and wealth management services to individuals and families. In addition to his current role, David has previously held positions with Brownstone Investment Group, LLC, CIBC World Markets Corp., KGS-ALPHA Capital Markets, L.P. and FTN Financial Securities Corp.

Firm Information

David Dillow is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Dillow’s Registration & Firm History

NY

04/25/2018 - Present

PNC Capital Markets LLC (NEW YORK NY)

NY

05/01/2015 - 04/18/2018

BROWNSTONE INVESTMENT GROUP, LLC (NEW YORK NY)

NY

08/26/2014 - 04/29/2015

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

06/19/2013 - 07/29/2014

KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)

NY

12/15/2011 - 04/15/2013

FTN FINANCIAL SECURITIES CORP (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/24/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Oliver Dillow.
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