Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Odenath is a financial professional with over 10 years of experience in the financial services industry. David is currently registered with HSBC Securities (USA) Inc. Previously, David was registered with BNP Paribas Securities Corp, RBC Capital Markets, LLC, DWS Investments Distributors, Inc, and DEAM Investor Services, Inc. David holds a Series 3, 7, 24, 63, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
09/27/2018 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
02/19/2014 - 06/12/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/03/2010 - 01/30/2014
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
IL
09/22/2006 - 07/22/2010
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
NY
10/06/2007 - 05/21/2008
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 10/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2008
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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