Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Odair Cason is a financial professional with over 20 years of experience in the industry. David is currently registered with Bofa Securities, Inc. and has previously worked with a number of other well-known firms including UnionBanc Investment Services, LLC, U.S. Bancorp Investments, Inc., Citigroup Global Markets Inc., LPL Financial LLC, UVEST Financial Services Group, Inc., and Vanguard Marketing Corporation. David is a Series 65, Series 63, Series 7, Series 52, and SIE licensed professional. David has a proven track record of success in providing investment advice and financial planning services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/29/2024 - Present
Bofa Securities, Inc. (NEW YORK NY)
CA
09/24/2020 - 11/30/2022
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
MN
11/09/2015 - 07/19/2019
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
02/02/2013 - 04/10/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NC
12/01/2011 - 04/16/2012
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
09/25/2007 - 04/16/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
03/30/2004 - 09/18/2007
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
MI
08/26/1997 - 02/05/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 12/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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