Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Octavio Spinar is a financial advisor with RBC Capital Markets, LLC. David has been in the industry since September 2, 1996 and is registered in 35 states. David was previously registered with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. David has a wide range of experience, including portfolio management for businesses, individuals, and pooled investment vehicles, as well as financial planning and pension consulting. David is also a member of the Nebraska State Par Association House of Delegates Investment Committee, the FINRA Continuing Education Committee, and the Open Sky Policy Institute. David's commitment to providing clients with sound financial advice is evident in his extensive experience and his involvement in these organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
02/05/2015 - Present
RBC Capital Markets, LLC (LINCOLN NE)
NE
01/01/2008 - 11/23/2009
WELLS FARGO ADVISORS, LLC (LINCOLN NE)
NE
08/29/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LINCOLN NE)
NE
09/03/1996 - 08/28/2007
SECURITIES AMERICA, INC. (OMAHA NE)
BOTH
Issued 02/11/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2001
Series 3 - National Commodity Futures Examination
BC
Issued 08/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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