Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rice is a financial advisor with over 30 years of experience in the industry. David is currently registered with Insight Capital Management, based in San Ramon, CA, and holds Series 7, Series 24, and Series 63 licenses. David has a strong background in providing financial planning and investment management services to both individuals and high-net-worth clients. Prior to joining Insight Capital Management, David had been with various firms including Independent Financial Group, LLC, ARKADIOS CAPITAL, and INVESTMENT ARCHITECTS, INC. David's experience and expertise make him a valuable resource for clients seeking personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/25/2022 - Present
Insight Capital Management (SAN RAMON CA)
CA
03/29/2023 - 12/31/2023
INDEPENDENT FINANCIAL GROUP, LLC (SAN RAMON CA)
CA
12/09/2021 - 03/30/2023
ARKADIOS CAPITAL (San Ramon CA)
CA
08/24/2016 - 01/03/2022
INVESTMENT ARCHITECTS, INC. (San Ramon CA)
CA
07/17/1996 - 10/31/2016
RICE PONTES CAPITAL, INC. (SAN RAMON CA)
NY
05/03/1999 - 10/05/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
04/09/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
03/25/1994 - 07/10/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CA
07/02/1993 - 10/19/1993
INVESTMENT ARCHITECTS, INC. (PETALUMA CA)
CA
08/19/1986 - 07/10/1991
FTFS (PETALUMA CA)
NA
02/05/1986 - 07/08/1986
AMERICAN INVESTORS COMPANY
NA
03/22/1984 - 02/25/1985
NEL EQUITY SERVICES CORPORATION
BC
Issued 05/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure David Rice is the right advisor for you? Invested Better is here to help.
