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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rich is a financial advisor at Mercer Global Advisors Inc., which is located in Scottsdale, Arizona. David is also a registered representative with Mercer Global Advisors Inc., and has been working in the financial services industry since 2006. David Rich has a total of 3 product exams and 2 state exams. David is also a Certified Financial Planner. David has been employed at Mercer Global Advisors Inc. since April 2022. Prior to this, David worked at Wealthplan Advisors, Brightside Benefit, and Vanguard. David is also the founder of Proudly We Wave, which provides a holiday flag service in Mesa, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/20/2022 - Present
Mercer Global Advisors Inc. (DENVER CO)
AZ
01/04/2016 - 11/11/2020
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
01/19/2010 - 12/05/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
06/18/2009 - 12/08/2009
CHASE INVESTMENT SERVICES CORP. (CHANDLER AZ)
AZ
01/31/2007 - 03/09/2009
AXA ADVISORS, LLC (SCOTTSDALE AZ)
AZ
09/08/2006 - 01/09/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
BOTH
Issued 08/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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