Unclaimed
David O. Alexander is a financial professional with over 20 years of experience in the securities industry. David is registered with the state of Pennsylvania and holds the Series 6, Series 63 and SIE licenses. David is currently associated with Vanguard Marketing Corp., a financial services firm based in Malvern, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/25/2002 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 07/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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