Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Northcott Knapp is a financial professional with over 20 years of experience in the industry. David is a registered representative of Northern Trust Securities, Inc. and holds a Series 3, Series 7, Series 24 and Series 66 license, as well as a SIE exam certification. David has previously worked for Lehman Brothers Inc. and Securities Corporation of Iowa. David has a broad range of experience providing financial advice, including portfolio management for individuals, businesses, and pooled investment vehicles. David's specializations include retirement planning, investment management, insurance and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/25/2023 - Present
Northern Trust Securities, Inc. (Chicago IL)
IL
01/03/2008 - 05/09/2016
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
03/26/2008 - 04/10/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
IL
01/02/2002 - 12/20/2007
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IA
11/16/1999 - 03/24/2000
SECURITIES CORPORATION OF IOWA (CEDAR RAPIDS IA)
IA
02/12/1992 - 11/26/1997
SECURITIES CORPORATION OF IOWA (CEDAR RAPIDS IA)
BC
Issued 05/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/31/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/1993
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1992
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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