Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Norman Brown is a financial advisor currently registered with Cetera Investment Advisers LLC. David has been in the financial services industry since March 16, 2002. David has worked for several firms, including Pruco Securities, LLC., Mutual of Omaha Investor Services, Inc., and OneAmerica Securities, Inc. David is licensed to offer financial advice in multiple states, including Indiana, Texas, Ohio, Oklahoma, Illinois, and Florida. David has a wide range of specializations and offers financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
01/30/2023 - Present
Cetera Investment Advisers LLC (MOORESVILLE IN)
IN
08/15/2019 - 06/12/2020
PRUCO SECURITIES, LLC. (INDIANAPOLIS IN)
NE
07/23/2014 - 02/25/2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IN
03/26/2013 - 06/25/2014
ONEAMERICA SECURITIES, INC. (CARMEL IN)
IN
01/23/2009 - 03/04/2013
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
IN
11/07/2003 - 02/09/2009
METLIFE SECURITIES INC. (INDIANAPOLIS IN)
IN
11/07/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
OH
08/10/2001 - 12/09/2003
FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)
IA
Issued 03/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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