Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Shyu is a registered representative with iCapital Markets LLC. David has been in the industry since 2002. David holds the Series 7, Series 7TO, and SIE licenses. David has previously worked at ICAPITAL SECURITIES, LLC, ALYSSA LLC, and GOLDMAN, SACHS & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
06/26/2021 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
05/08/2006 - 08/18/2006
ALYSSA LLC (NEW YORK NY)
NY
08/27/2002 - 07/27/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 06/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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