Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ashe is a financial advisor working with Wells Fargo Clearing Services, LLC in HUDSON, OH. David has been working in the financial industry since 1988. David holds Series 63, 65, 7, 8, 9 and 10 licenses and offers investment advisory services for individuals and businesses. David has a significant amount of experience working with various financial institutions including UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated, BANC ONE SECURITIES CORPORATION, Dean Witter Reynolds Inc. and Equitable Securities of New York,Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
07/29/2011 - Present
Wells Fargo Clearing Services, LLC (HUDSON OH)
OH
06/03/2005 - 09/15/2008
UBS FINANCIAL SERVICES INC. (HUDSON OH)
NY
07/28/1999 - 06/10/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/29/1994 - 06/14/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IL
05/21/1993 - 08/11/1994
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
07/25/1989 - 06/08/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
10/18/1988 - 08/01/1989
DEAN WITTER REYNOLDS INC.
NA
03/09/1988 - 10/26/1988
EQUITABLE SECURITIES OF NEW YORK,INC.
IA
Issued 01/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/20/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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