Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nicolai Hermann is a financial advisor currently registered with Fidelity Personal And Workplace Advisors. David has been in the financial industry since 2011. David is a registered representative and holds Series 7TO, Series 63, Series 65 and SIE licenses. David has experience working with a wide range of clients, including individuals, businesses, and charitable organizations. David specializes in providing financial planning, portfolio management, and educational seminars. David can assist clients with a variety of financial needs, including retirement planning, college savings, and investment management. David is committed to providing clients with personalized and comprehensive financial advice. David has experience with firms such as NYLIFE Securities LLC, CETERA INVESTMENT SERVICES LLC, Regions Bank, PNC Bank and Walgreens.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
10/30/2024 - Present
Fidelity Personal AND Workplace Advisors (ST LOUIS MO)
MO
05/02/2023 - 03/14/2024
CETERA INVESTMENT SERVICES LLC (ST CHARLES MO)
MO
09/24/2021 - 03/24/2023
NYLIFE SECURITIES LLC (CREVE COEUR MO)
IA
Issued 09/23/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure David Hermann is the right advisor for you? Invested Better is here to help.
