Unclaimed
David Nicholas Rabuano is a financial advisor with Apollo Global Securities, LLC. David has been in the industry since April 10, 2006. He is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
07/21/2008 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/07/2006 - 06/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
05/21/2001 - 06/19/2001
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 05/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/18/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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