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David Nicholas Dudek

Charles Schwab & CO., Inc.

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About David Nicholas Dudek

David Nicholas Dudek is a financial advisor at Charles Schwab & CO., Inc. with over 20 years of experience in the industry. David has been registered with the state of Wisconsin since 2012 and holds Series 7 and 66 licenses. In addition to his current role with Charles Schwab, David has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Noble International Investments, Inc. David is also registered as an investment advisor representative in Texas.

Firm Information

David Dudek is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Dudek’s Registration & Firm History

WI

12/12/2012 - Present

Charles Schwab & CO., Inc. (Appleton WI)

WI

11/04/2005 - 11/23/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREEN BAY WI)

FL

10/06/2003 - 05/12/2005

NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)

WI

08/03/2001 - 10/15/2003

SII INVESTMENTS, INC. (APPLETON WI)

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Licenses & Designations

BOTH

Issued 10/08/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for David Nicholas Dudek. Review regulatory record here.
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