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David Nicholas Cannon

Nomura Securities International, Inc.

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About David Nicholas Cannon

David Nicholas Cannon is a securities professional with over 27 years of experience in the industry. David has been registered with Nomura Securities International, Inc. since September 2020, and previously held positions at MUFG Securities Americas Inc., RBS Securities Inc., UBS Securities LLC, and PaineWebber Incorporated. David holds Series 7, 24, and 63 licenses and has a broad range of experience in the securities industry. David is located in New York, New York and is available to discuss your financial needs.

Firm Information

David Cannon is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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David Cannon’s Registration & Firm History

NY

09/01/2020 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

10/27/2015 - 07/19/2019

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

CT

03/28/2005 - 03/19/2015

RBS SECURITIES INC. (STAMFORD CT)

NY

12/01/2000 - 04/01/2005

UBS SECURITIES LLC (NEW YORK NY)

NJ

03/27/2000 - 12/01/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

06/13/1995 - 03/24/2000

CHASE SECURITIES INC. (NEW YORK NY)

NJ

12/22/1993 - 07/06/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 07/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Nicholas Cannon.
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