Unclaimed
David Nguyen is a registered representative with Millennium Advisors, LLC. David is registered to offer securities in North Carolina. David has passed the Series 7, 63 and 52TO examinations, as well as the Securities Industry Essentials (SIE) Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/07/2021 - Present
Millennium Advisors, LLC (CHARLOTTE NC)
BC
Issued 09/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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