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David Newell Holmquist

Cetera Advisors LLC

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About David Newell Holmquist

David Newell Holmquist is a financial advisor with Cetera Advisors LLC. He is based in Kansas City, Missouri. David has been in the financial industry since 1977 and has a wide range of experience. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 24, Series 63 and SIE licenses. David is also registered in Illinois, Kansas, Minnesota, Missouri and New York. He previously worked with VESTAX SECURITIES CORPORATION, PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES CORPORATION, DEAN WITTER REYNOLDS INC., and THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY.

Firm Information

David Holmquist is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Holmquist’s Registration & Firm History

MO

01/01/2004 - Present

Cetera Advisors LLC (KANSAS CITY MO)

OH

01/05/2001 - 01/01/2004

VESTAX SECURITIES CORPORATION (HUDSON OH)

NY

05/03/1999 - 12/31/2000

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

06/25/1990 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NY

08/23/1983 - 07/18/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

08/01/1977 - 12/14/1987

THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY

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Licenses & Designations

BC

Issued 08/22/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1983

Series 7 - General Securities Representative Examination

BC

Issued 07/21/1977

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Newell Holmquist.
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