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David Neville Rees

Nylife Securities LLC

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About David Neville Rees

David Rees has been in the financial industry since January 19, 2006 and is currently registered with Nylife Securities LLC. David Rees holds Series 6, Series 26, Series 63 and SIE licenses. David Rees has a branch office location at 225 WEST STATION SQUARE DRIVE, SUITE 300, PITTSBURGH, PA 15219. David Rees is registered in Maryland, Ohio, Pennsylvania, and West Virginia.

Firm Information

David Rees is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Rees’s Registration & Firm History

PA

01/19/2006 - Present

Nylife Securities LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 02/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/04/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Neville Rees. Review regulatory record here.
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