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David Neves

Prudential Investment Management Services LLC

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About David Neves

David Neves is a financial professional with over 10 years of experience in the financial services industry. David is currently registered with Prudential Investment Management Services LLC and previously held positions at Pruco Securities, LLC. and Prudential Annuities Distributors, Inc. David holds the Series 6 and SIE licenses and specializes in Investment Company Products/Variable Contracts.

Firm Information

David Neves is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Neves’s Registration & Firm History

NJ

09/03/2021 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NJ

11/23/2018 - 09/08/2021

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

01/07/2011 - 12/15/2016

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

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Licenses & Designations

BC

Issued 12/15/2016

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Neves.
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