Unclaimed
David Neves is a financial professional with over 10 years of experience in the financial services industry. David is currently registered with Prudential Investment Management Services LLC and previously held positions at Pruco Securities, LLC. and Prudential Annuities Distributors, Inc. David holds the Series 6 and SIE licenses and specializes in Investment Company Products/Variable Contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/03/2021 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NJ
11/23/2018 - 09/08/2021
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
01/07/2011 - 12/15/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
BC
Issued 12/15/2016
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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