Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cancienne is a financial advisor with over 30 years of experience in the industry. David is currently registered with UBS Financial Services Inc. and has been with the firm since October 2008. David is a licensed representative in Alabama, Arizona, Arkansas, California, Colorado, Florida, Idaho, Indiana, Kentucky, Louisiana, Maryland, Mississippi, Missouri, North Carolina, Oklahoma, Oregon, South Carolina, Tennessee, Texas, and Virginia. David has a broad range of experience in the industry, including previous employment with Wachovia Securities, LLC, Prudential Securities Incorporated, Salomon Smith Barney Inc., and PaineWebber Incorporated. David is dedicated to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
LA
05/19/2009 - Present
UBS Financial Services Inc. (NEW ORLEANS LA)
LA
07/01/2003 - 10/03/2008
WACHOVIA SECURITIES, LLC (BATON ROUGE LA)
NY
10/16/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/29/1996 - 10/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
06/22/1992 - 07/31/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2000
Series 3 - National Commodity Futures Examination
BC
Issued 08/05/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 06/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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