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David Nelson Soltau

Northland Securities, Inc.

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About David Nelson Soltau

David Soltau is a registered representative with Northland Securities, Inc. located in Minneapolis, Minnesota. David Soltau has been in the financial services industry since June 19, 1999. David Soltau has a Series 7 and Series 63 license and has experience with Wedbush Securities Inc., Finacorp Securities, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Brokerage Services, L.L.C..

Firm Information

David Soltau is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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David Soltau’s Registration & Firm History

MN

10/01/2015 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

MN

07/13/2010 - 03/02/2012

WEDBUSH SECURITIES INC. (MINNEAPOLIS MN)

CA

07/17/2009 - 06/04/2010

FINACORP SECURITIES (IRVINE CA)

MN

06/09/2003 - 07/03/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)

MN

04/26/2001 - 06/12/2003

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

MI

10/29/1992 - 05/24/2000

RESIDENTIAL FUNDING SECURITIES CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 10/20/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Nelson Soltau.
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