Unclaimed
David Nelson Parker has been active in the financial industry since 2004. David is currently registered with Bonds.com LLC and has previous experience with Liquidnet, Inc., VEGA-CHI US LIMITED, BARCLAYS CAPITAL INC., and MORGAN STANLEY & CO., INCORPORATED. David has passed the Series 63, Series 24, SIE, and Series 7 exams and is registered in all 50 states. David is a securities professional with a long history of experience in the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/02/2016 - Present
Bonds.com LLC (NEW YORK NY)
NY
08/21/2014 - 11/21/2016
LIQUIDNET, INC. (NEW YORK NY)
NY
04/27/2012 - 08/18/2014
VEGA-CHI US LIMITED (NEW YORK NY)
NY
06/08/2004 - 02/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/16/2003 - 07/01/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 10/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Parker is the right advisor for you? Invested Better is here to help.