Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nelson Lee has been in the financial industry since 2010. David is currently registered with Vanguard Marketing Corp. David is licensed in Pennsylvania. David is Series 6, 63, 6TO and SIE licensed. David has been previously registered with Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
09/11/2020 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
06/23/1992 - 07/12/2002
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 10/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/14/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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