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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Flora is a financial advisor based in Eden Prairie, MN. David has been in the industry for over 17 years and is currently registered as a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. David has worked with clients of all sizes, including individuals, families, and businesses. David has a broad range of experience, having held positions at several financial institutions including Bank of America, First Citizens Bank, and Stewart Title. David is also a co-owner and advisor for Oregon Ice Entertainment Corp., a youth hockey program. David is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
08/12/2024 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
OH
03/07/2006 - 12/11/2006
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
MA
07/12/1999 - 12/17/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
10/10/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 08/10/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/03/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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