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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Soiferman is an investment advisor representative with Ameriprise Financial Services, LLC in TAMPA, FL. David has been in the securities industry since 1989. David has a broad range of experience, including 14 years at J.P. Turner & Company, L.L.C. and 9 years at Gunnallen Financial, Inc. Ameriprise Financial Services, LLC is a well-established financial services firm with a strong reputation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/16/2010 - Present
Ameriprise Financial Services, LLC (TAMPA FL)
FL
03/24/2010 - 04/16/2010
J.P. TURNER & COMPANY, L.L.C. (TAMPA FL)
FL
11/07/2001 - 03/30/2010
GUNNALLEN FINANCIAL, INC (TAMPA FL)
GA
11/10/2000 - 11/19/2001
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
FL
09/23/1999 - 11/20/2000
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
NY
12/19/1994 - 10/01/1999
HD BROUS & CO., INC. (GREAT NECK NY)
NA
04/16/1993 - 12/01/1994
J. GREGORY & COMPANY, INC.
CO
10/14/1992 - 04/19/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
MO
07/10/1992 - 10/19/1992
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
09/19/1989 - 07/13/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 02/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/25/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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