Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Plotkin is an investment advisor representative with John Hancock Investment Management LLC. He has been in the securities industry since 1984. David is registered with the state of California and Massachusetts. His previous employers include Behringer Securities LP, NatCity Investments, Inc., Great American Advisors, Inc., Chubb Securities Corporation, Jefferson-Pilot Investor Services, Inc., Guardian Investor Services Corporation, New England Securities and BLC Equity Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
11/08/2018 - Present
John Hancock Investment Management LLC (BOSTON MA)
TX
09/16/2004 - 10/21/2005
BEHRINGER SECURITIES LP (DALLAS TX)
OH
01/25/2002 - 09/13/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
10/23/1997 - 02/05/2002
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
IN
10/01/1997 - 10/28/1997
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
IN
06/18/1996 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NY
06/27/1995 - 06/20/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
07/29/1985 - 06/09/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
02/27/1984 - 08/13/1985
BLC EQUITY SERVICES CORPORATION
IA
Issued 06/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/24/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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