Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Miller is a financial advisor with over 25 years of experience in the financial services industry. David has a broad range of experience, having worked with various firms, including Fortune Financial Services, Inc., Hazard & Siegel, Inc., Ridgeway & Conger, Inc., United Planners' Financial Services of America A Limited Partner, Walnut Street Securities, Inc., and The O.N. Equity Sales Company. He is currently registered with Fortune Financial Services, Inc. in the District of Columbia, California, Florida, Indiana, Maryland, and Virginia. David holds Series 6, 63, and 65 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
01/30/2007 - Present
Fortune Financial Services, Inc. (WASHINGTON DC)
NY
06/09/2010 - 09/28/2011
HAZARD & SIEGEL, INC. (DEWITT NY)
NY
04/25/2007 - 06/01/2010
RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)
MD
04/28/2006 - 01/31/2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (ROCKVILLE MD)
CA
08/01/2003 - 05/04/2006
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
02/26/1999 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
OH
07/17/1996 - 02/27/1999
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
IA
Issued 07/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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