Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bowman is a financial advisor with over 13 years of experience in the industry. David is currently registered with Finalis Securities LLC, a brokerage firm based in New York. Previously, David has worked with Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. David is licensed in Texas, Pennsylvania, and New Jersey and holds Series 7, 63, 24, 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/11/2021 - Present
Finalis Securities LLC (New York NY)
TX
01/03/2011 - 07/07/2021
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
CA
07/29/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BC
Issued 11/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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