Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Richter is a financial professional with over 30 years of experience in the financial industry. David is a registered representative with M Holdings Securities, Inc. in San Rafael, California. David specializes in a broad range of financial planning services for individuals and businesses. Prior to joining M Holdings Securities, Inc., David worked as a financial advisor with several firms including ARETE WEALTH MANAGEMENT, LLC, PRIVATE CONSULTING GROUP, INC., NFP SECURITIES, INC., FORTIS INVESTORS, INC., MML INVESTORS SERVICES, INC., and G. R. PHELPS & CO., INC. David is committed to providing personalized financial solutions for his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/15/2015 - Present
M Holdings Securities, Inc. (SAN RAFAEL CA)
CA
03/23/2009 - 03/31/2010
ARETE WEALTH MANAGEMENT, LLC (SAN RAFAEL CA)
OR
07/31/2006 - 03/19/2009
PRIVATE CONSULTING GROUP, INC. (PORTLAND OR)
CA
09/11/1997 - 08/04/2006
NFP SECURITIES, INC. (WALNUT CREEK CA)
MN
03/07/1997 - 09/15/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
MA
03/01/1996 - 03/10/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
01/21/1987 - 03/01/1996
G. R. PHELPS & CO., INC.
BC
Issued 06/29/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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