Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ketchem is a financial professional with over 25 years of experience in the industry. David has been registered with Wells Fargo Clearing Services, LLC since 2012 and previously held positions with Sterne Agee Financial Services, Inc., NBC Securities, Inc. and Amsouth Investment Services, Inc. David's career has involved both broker-dealer and investment advisor roles, and he has a wide range of experience in investment consulting, financial planning and portfolio management. David is licensed to provide investment advice and sell securities in multiple states and has achieved several professional designations, including Series 7, Series 24, Series 4, Series 63, and Series 65. David is currently registered with Wells Fargo Clearing Services, LLC in Alabama, Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
08/16/2012 - Present
Wells Fargo Clearing Services, LLC (DAPHNE AL)
AL
01/04/2008 - 08/09/2012
STERNE AGEE FINANCIAL SERVICES, INC. (MOBILE AL)
AL
06/04/2002 - 01/07/2008
NBC SECURITIES, INC. (MOBILE AL)
AL
12/24/1997 - 06/04/2002
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 10/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2000
Series 4 - Registered Options Principal Examination
BC
Issued 08/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Ketchem is the right advisor for you? Invested Better is here to help.
