Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gardner has been in the financial industry since 2008 and is currently employed by CTC, LLC. David's previous employers include Virtu Americas LLC and OCTEG, LLC. David has a strong background in securities trading with experience in both equity and general securities. David has passed the Series 7, Series 55, Series 57TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/12/2019 - Present
CTC, LLC (CHICAGO IL)
IL
01/02/2014 - 09/18/2018
VIRTU AMERICAS LLC (CHICAGO IL)
IL
07/14/2008 - 01/02/2014
OCTEG, LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
Not sure David Gardner is the right advisor for you? Invested Better is here to help.
