Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nathaniel Johnson is a financial advisor with over 30 years of experience in the industry. David is currently registered with Prospera Financial Services, Inc. as a Registered Representative and Investment Advisor Representative. David is also registered in numerous states and has earned several industry certifications. David's previous experience includes working with CETERA ADVISOR NETWORKS LLC, SUMMIT BROKERAGE SERVICES, INC., LINSCO/PRIVATE LEDGER CORP. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. David has a strong background in providing financial planning, portfolio management and investment advice. David works with a variety of clients, including individuals, families, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
AZ
12/07/2020 - Present
Prospera Financial Services, Inc. (Buckeye AZ)
CA
09/20/2019 - 12/15/2020
CETERA ADVISOR NETWORKS LLC (FORTUNA CA)
CA
06/04/2004 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (FORTUNA CA)
SC
10/16/1997 - 06/18/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
08/16/1994 - 11/12/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
06/17/1991 - 08/17/1994
ASB FINANCIAL SERVICES (IRVINE CA)
IA
Issued 11/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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