Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Clay is a financial professional with a background in the securities industry. David has worked in the industry since February 2021. David is currently registered with Benjamin F. Edwards & Company, Inc. and holds the Series 7TO, Series 63, and SIE licenses. Prior to joining Benjamin F. Edwards & Company, Inc., David was affiliated with TD Ameritrade, Inc. and Charles Schwab & Co., Inc. David specializes in investment management for individuals, businesses, pension and profit sharing plans, and charitable organizations. David is also registered in 53 states, including Alabama, Alaska, Arizona, and many others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
05/22/2023 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
MO
02/06/2023 - 05/25/2023
CHARLES SCHWAB & CO., INC. (St Louis MO)
MO
02/19/2021 - 05/25/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 03/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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