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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Williams is a financial advisor with Cambridge Investment Research Advisors, Inc. David has been in the financial services industry since 1989. David has a wide range of experience, having worked for several different firms including LPL Financial, LLC, National Planning Corporation and American Express Financial Advisors Inc. David holds a Series 7, Series 24, and Series 63 license and is a Certified Financial Planner. David specializes in providing financial planning, portfolio management, and investment advice to individuals, high-net-worth individuals, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
05/01/2024 - Present
Cambridge Investment Research Advisors, Inc. (Santa Rosa CA)
CA
11/29/2017 - 05/09/2024
LPL FINANCIAL LLC (SANTA ROSA CA)
CA
05/01/2000 - 11/29/2017
NATIONAL PLANNING CORPORATION (SANTA ROSA CA)
MA
03/04/1997 - 05/09/2000
ASSOCIATED SECURITIES CORP. (BOSTON MA)
MN
05/23/1989 - 03/10/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/23/1989 - 03/10/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 04/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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