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David Nardiello

Northwestern Mutual Investment Services, LLC

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About David Nardiello

David Nardiello is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Pittsburgh, PA. David has been in the financial services industry since 2004. David is registered with both FINRA and the SEC. David holds the Series 7, 63, and 66 securities licenses as well as the Series 65 investment advisor license. David is also a registered investment advisor in Pennsylvania. Prior to joining Northwestern Mutual, David worked with Citigroup Global Markets Inc.. David is a musician and also earns commissions from non-affiliated insurance companies.

Firm Information

David Nardiello is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Nardiello’s Registration & Firm History

PA

09/23/2022 - Present

Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)

PA

03/06/2014 - 11/18/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PITTSBURGH PA)

NY

06/15/2004 - 09/10/2012

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/23/2021

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/09/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Nardiello.
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