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David Nantau

Charles Schwab & CO., Inc.

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About David Nantau

David Nantau is a financial advisor registered with Charles Schwab & Co., Inc. and has been in the industry since July 20, 2017. David is registered in North Carolina as an Investment Advisor Representative. David is also registered in Florida, Kentucky, Montana, North Carolina, South Carolina, and Virginia as a Broker. David's experience includes positions with TD Ameritrade, Inc., WELLS FARGO CLEARING SERVICES, LLC, Regions Bank, Hollar Tree Service, First Citizens Bank, GNC, E*Trade Securities LLC, and Charles Schwab Bank, SSB. David has successfully completed the Securities Industry Essentials Examination, the General Securities Representative Examination, and the Uniform Combined State Law Examination. David specializes in portfolio management for individuals and financial planning.

Firm Information

David Nantau is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Nantau’s Registration & Firm History

NC

10/13/2022 - Present

Charles Schwab & CO., Inc. (Charlotte NC)

NC

01/28/2022 - 10/17/2022

TD AMERITRADE, INC. (Huntersville NC)

NC

07/13/2017 - 01/19/2022

WELLS FARGO CLEARING SERVICES, LLC (DAVIDSON NC)

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Licenses & Designations

BOTH

Issued 09/14/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for David Nantau. Review regulatory record here.
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