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David N Stansberry

Northwestern Mutual Investment Services, LLC

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About David N Stansberry

David N. Stansberry is a financial professional with over 15 years of experience in the industry. David currently works as a Registered Representative for Northwestern Mutual Investment Services, LLC. Previously, David worked for VANGUARD MARKETING CORPORATION in Scottsdale, AZ. David has passed the Uniform Securities Agent State Law Examination, the Uniform Investment Adviser Law Examination, the Securities Industry Essentials Examination, the General Securities Representative Examination, and the Investment Company Products/Variable Contracts Representative Examination.

Firm Information

David Stansberry is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Stansberry’s Registration & Firm History

WI

08/04/2023 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

AZ

04/25/2006 - 01/23/2018

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 08/08/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/25/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2024

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/25/2011

Series 7 - General Securities Representative Examination

BC

Issued 04/18/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David N Stansberry.
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