Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Johnson is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. David has been working in the financial services industry since January 2011. David holds Series 6, 7, 9, 10, 63, and 65 licenses. David also has several state registrations including Texas and Virginia. David is a board member for Norfolk State University Foundation. David is a financial advisor who provides services to individuals, businesses, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/11/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORFOLK VA)
GA
10/01/2008 - 12/31/2010
C C F INVESTMENTS, INC. (GREENSBORO GA)
IA
Issued 04/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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