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David N Barenborg

Finalis Securities LLC

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About David N Barenborg

David Barenborg is a financial professional with over 25 years of experience in the industry. David has a broad range of experience in financial services, having worked at a variety of firms, including Lehman Brothers Inc., Salomon Brothers Inc. and Deutsche Banc Alex. Brown Inc.. David currently is a registered representative of Finalis Securities LLC, which is headquartered in New York. David is also registered as a securities agent in Idaho.

Firm Information

David Barenborg is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Barenborg’s Registration & Firm History

NY

07/14/2023 - Present

Finalis Securities LLC (New York NY)

CT

01/25/2021 - 04/25/2023

GREENWICH CAPITAL PARTNERS, LLC (GREENWICH CT)

WA

10/24/2005 - 10/09/2007

QUELLOS FUND SERVICES, LLC (SEATTLE WA)

NJ

04/16/2002 - 10/24/2005

QUELLOS BROKERAGE SERVICES, LLC (PRINCETON NJ)

NY

04/02/1996 - 04/01/2002

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

NY

03/10/1992 - 02/29/1996

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

03/10/1992 - 10/23/1995

LEHMAN GOVERNMENT SECURITIES INC.

NA

03/10/1992 - 07/18/1994

LEHMAN SPECIAL SECURITIES INC.

NY

03/06/1986 - 02/20/1992

SALOMON BROTHERS INC. (NEW YORK NY)

NA

03/22/1984 - 10/16/1985

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

BC

Issued 02/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/20/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/06/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/08/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2002

Series 3 - National Commodity Futures Examination

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David N Barenborg.
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