Unclaimed
David Myron Etheridge is a financial advisor at Pruco Securities, LLC. David has been in the financial industry since September 15, 2011 and is registered with the state of Wisconsin. David is licensed to offer both broker-dealer and investment advisor services, and has passed both the Series 6 and Series 63 examinations. David has experience working with individuals, corporations, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
WI
06/04/2012 - Present
Pruco Securities, LLC (WAUWATOSA WI)
IA
Issued 05/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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