Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid McInnis is an investment advisor representative with LPL Financial LLC and has been in the financial services industry for over 20 years. David has held several positions at various firms, including ARKADIOS CAPITAL, TRIAD ADVISORS, INC., MORGAN STANLEY SMITH BARNEY, and MORGAN STANLEY & CO. INCORPORATED. David is a Certified Financial Planner and holds the Series 6, 7, 31, and 63 licenses. David's current practice focuses on providing investment advisory services to individuals, businesses, and corporations. David's prior employment experience includes roles at Nationwide Securities, Inc., NYLIFE Securities Inc. and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
09/05/2024 - Present
LPL Financial LLC (ALPHARETTA GA)
GA
01/27/2017 - 09/09/2024
ARKADIOS CAPITAL (Atlanta GA)
GA
03/23/2012 - 02/07/2017
TRIAD ADVISORS, INC. (ATLANTA GA)
GA
06/01/2009 - 03/28/2012
MORGAN STANLEY SMITH BARNEY (ALPHARETTA GA)
GA
06/29/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALPHARETTA GA)
GA
08/02/2004 - 07/06/2007
A. G. EDWARDS & SONS, INC. (ALPHARETTA GA)
OH
06/21/2002 - 07/27/2004
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
NY
08/22/2001 - 03/04/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 04/28/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/27/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/21/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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