Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Murdoch Walker is a financial professional with over 20 years of experience in the securities industry. David has held various positions at several firms, including Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and BT Alex. Brown Incorporated. David is currently registered with BNP Paribas Securities Corp. and holds licenses for Series 7, Series 24, and Series 63. David has a wide range of experience in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/24/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
03/01/2011 - 10/25/2022
EXANE, INC. (NEW YORK NY)
CT
02/14/2006 - 02/03/2011
EXECUTION NOBLE, LLC (GREENWICH CT)
CT
06/01/2004 - 10/06/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
12/09/2002 - 05/18/2004
SG COWEN & CO., LLC (NEW YORK NY)
NY
10/10/2000 - 10/11/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
03/12/1999 - 10/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
MD
06/04/1998 - 03/01/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
12/05/1997 - 04/23/1998
NATWEST SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 06/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Walker is the right advisor for you? Invested Better is here to help.
