Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Munoz is a financial advisor with over 25 years of experience in the industry. David is currently registered with J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC. David has experience with a variety of investment products and services, including securities, futures, and investment advisory services. David's prior firms include Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and First Republic Securities Company, LLC. David has a strong track record of success in providing investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
03/26/2024 - Present
J.p. Morgan Securities LLC (WHITE PLAINS NY)
CT
10/15/2021 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Greenwich CT)
NY
07/16/2015 - 10/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
NY
06/20/2008 - 07/27/2015
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
NJ
04/02/2007 - 06/26/2008
MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)
NJ
06/20/2003 - 04/02/2007
MORGAN STANLEY DW INC. (PARAMUS NJ)
NY
12/07/2000 - 07/07/2003
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
12/19/1997 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IA
Issued 02/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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