Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mucha is an investment professional with over 25 years of experience in the financial services industry. David has held positions at several prominent firms including Deutsche Bank Securities, UBS Financial Services, and First Republic Securities Company. David is currently registered with Wells Fargo Clearing Services, LLC. David has a strong background in providing financial planning and investment management services to a wide range of clients, including high net worth individuals, families, and businesses. David is committed to providing his clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/30/2024 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
06/23/2017 - 05/23/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
05/26/2006 - 07/10/2017
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
NY
01/13/2001 - 06/02/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
11/09/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
09/09/1997 - 11/16/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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