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David Mozdzen

Mesirow Financial, Inc.

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About David Mozdzen

David Mozdzen is a financial advisor with Mesirow Financial, Inc. David holds Series 7, Series 52, Series 63, and SIE licenses, and is registered to conduct business in 21 states. David has over 7 years of experience in the financial industry.

Firm Information

David Mozdzen is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Mozdzen’s Registration & Firm History

IL

04/18/2014 - Present

Mesirow Financial, Inc. (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/05/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/2014

Series 52 - Municipal Securities Representative Examination

BC

Issued 04/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Mozdzen.
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