Unclaimed
David Mozdzen is a financial advisor with Mesirow Financial, Inc. David holds Series 7, Series 52, Series 63, and SIE licenses, and is registered to conduct business in 21 states. David has over 7 years of experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/18/2014 - Present
Mesirow Financial, Inc. (CHICAGO IL)
BC
Issued 05/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 04/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure David Mozdzen is the right advisor for you? Invested Better is here to help.