Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kaufthal is a financial advisor who has been in the industry since June 29, 2009. David is currently registered with East Wind Securities, LLC and is licensed in New York, New Jersey and Florida. David has a wide range of experience in the financial services industry, having previously worked at Goldman, Sachs & Co. He holds the Series 7, Series 63, Series 79 and SIE licenses. David has been registered with FINRA since October 10, 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/17/2010 - Present
East Wind Securities, LLC (NEW YORK NY)
NY
10/11/2000 - 11/27/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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