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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Morris Richardson is a financial advisor with over 20 years of experience in the industry. David has a strong background in financial planning, portfolio management, and tax and accounting preparation. David is registered with Cetera Investment Advisers LLC. David's expertise includes working with high-net-worth individuals, corporations, and pension and profit-sharing plans. David is also a licensed real estate salesperson and mortgage loan originator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/06/2021 - Present
Cetera Investment Advisers LLC (WOODLAND HILLS CA)
CA
01/13/2000 - 07/02/2021
AVANTAX INVESTMENT SERVICES, INC. (WOODLAND HILLS CA)
IA
Issued 12/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/19/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/6/2004
Series 7 - General Securities Representative Examination
BC
Issued 1/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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