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David Morris Kanter

BA Securities, LLC

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About David Morris Kanter

David Kanter is a financial advisor with over 30 years of experience in the industry. David is currently registered with Ba Securities, LLC and holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. David's previous experience includes roles at M&A Securities Group, Inc., Sunrise Securities Corp., Seabury Securities LLC, RBS Securities Corporation, ABN AMRO Incorporated, and Lazard Freres & Co. LLC.

Firm Information

David Kanter is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Kanter’s Registration & Firm History

NY

03/29/2024 - Present

BA Securities, LLC (NEW YORK NY)

NY

01/22/2015 - 04/01/2024

M&A SECURITIES GROUP, INC. (NEW YORK NY)

NY

11/01/2011 - 01/05/2015

SUNRISE SECURITIES CORP. (NEW YORK NY)

NY

04/01/2009 - 10/27/2011

SEABURY SECURITIES LLC (NEW YORK NY)

NY

08/01/2008 - 12/09/2008

RBS SECURITIES CORPORATION (NEW YORK NY)

NY

06/19/2001 - 08/01/2008

ABN AMRO INCORPORATED (NEW YORK NY)

NY

01/14/1992 - 06/22/2001

LAZARD FRERES & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/09/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Morris Kanter.
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