Unclaimed
David Kanter is a financial advisor with over 30 years of experience in the industry. David is currently registered with Ba Securities, LLC and holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. David's previous experience includes roles at M&A Securities Group, Inc., Sunrise Securities Corp., Seabury Securities LLC, RBS Securities Corporation, ABN AMRO Incorporated, and Lazard Freres & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/29/2024 - Present
BA Securities, LLC (NEW YORK NY)
NY
01/22/2015 - 04/01/2024
M&A SECURITIES GROUP, INC. (NEW YORK NY)
NY
11/01/2011 - 01/05/2015
SUNRISE SECURITIES CORP. (NEW YORK NY)
NY
04/01/2009 - 10/27/2011
SEABURY SECURITIES LLC (NEW YORK NY)
NY
08/01/2008 - 12/09/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
NY
06/19/2001 - 08/01/2008
ABN AMRO INCORPORATED (NEW YORK NY)
NY
01/14/1992 - 06/22/2001
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 07/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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