Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Morris is a financial advisor with over 30 years of experience in the financial services industry. David currently works as a Registered Representative for J.P. Morgan Securities LLC and is licensed to provide financial advice in California and Texas. David has held various positions in his career at numerous firms including Avondale Partners, LLC, Electronic Trading Group, LLC, Rothschild Lieberman Ltd., First New York Securities L.L.C., and Oppenheimer & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/22/2019 - Present
J.p. Morgan Securities LLC (VENTURA CA)
TN
08/31/2010 - 08/17/2016
AVONDALE PARTNERS, LLC (NASHVILLE TN)
TN
10/31/2002 - 11/23/2005
ELECTRONIC TRADING GROUP, LLC (FRANKLIN TN)
NY
07/26/2001 - 11/08/2002
ROTHSCHILD LIEBERMAN LTD. (NEW YORK NY)
NY
05/05/2000 - 09/11/2000
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
01/07/2000 - 05/04/2000
ETG, L.L.C. (NEW YORK NY)
NY
07/21/1992 - 01/03/2000
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
02/07/1990 - 11/26/1990
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
05/29/1986 - 02/05/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
03/01/1983 - 06/10/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 08/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/17/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/30/1983
Series 5 - Interest Rate Options Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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