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David Morgan Herrig

Lion Street Financial, LLC

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About David Morgan Herrig

David Herrig is a financial advisor with over 15 years of experience in the industry. David is currently registered with Lion Street Financial, LLC. David has experience working with a variety of firms, including VOYA AMERICA EQUITIES, INC., ING FINANCIAL PARTNERS, INC., HORNOR, TOWNSEND & KENT, INC., METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY.

Firm Information

David Herrig is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Herrig’s Registration & Firm History

TX

12/07/2018 - Present

Lion Street Financial, LLC (AUSTIN TX)

VA

03/13/2008 - 12/31/2016

VOYA AMERICA EQUITIES, INC. (GLEN ALLEN VA)

GA

01/15/2008 - 08/08/2012

ING FINANCIAL PARTNERS, INC. (ATLANTA GA)

GA

06/26/2007 - 01/17/2008

HORNOR, TOWNSEND & KENT, INC. (ATLANTA GA)

MA

01/19/1994 - 02/23/1996

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/19/1994 - 02/23/1996

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/28/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/31/2016

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/18/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Morgan Herrig. Review regulatory record here.
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